Compliance Manager, ONE

• 10+ years experience in supporting and reviewing marketing assets with respect to regulatory requirements in a bank or financial technology company
• Expertise in consumer financial protections requirements (Reg DD, Reg Z, fair lending, privacy, UDAAP, etc.) and developing training materials to instruct stakeholders on applicable requirements
• Provide actionable recommendations and solutions to problems
• Excellent written and oral communication skills, including the ability to present complex ideas in understandable and effective ways to different audiences
• Demonstrated experience in guiding senior management, Product and Marketing teams and ensuring high quality, consistent, compliant outcomes
• Affinity for a fast-paced environment and have a bias toward taking action
• Knowledge of FINRA and SEC advertising/marketing rules is a plus

• As a Marketing Compliance Manager, your mandate is to help deliver consumer friendly marketing assets that meet compliance requirements
• This role will impact One’s vision by ensuring One continues to provide a best in class consumer experience while evidencing compliance with applicable requirements
• You will work closely with the Legal and Compliance, Marketing, Product and Design team(s) working on One’s product and marketing programs
• This role reports to the Deputy Chief Compliance Officer
• Review marketing assets and strategies and provide guidance to the Product, Design and Marketing teams on applicable requirements and solutions
• Review and approve marketing and advertising materials in a timely manner for the marketing team on a daily basis
• Coordinate with bank partner stakeholders and develop compliant solutions meeting multiple stakeholder requirements
• Develop controls and provide guidance with respect to regulatory requirements for scaling compliant marketing functions
• Monitor marketing assets and claims and ensure One continues to meet its regulatory requirements
• Provide day-to-day guidance on complex requests driving consistent, compliant resolution
• Collaborate with Legal, Compliance and Bank Partner to evidence One’s compliance with applicable requirements
• Additional duties as assigned by your manager

• Benefits effective on day one
• Early access to a high potential, high growth fintech
• Generous stock option packages in an early-stage startup
• Remote friendly (anywhere in the US) and office friendly - you pick the schedule
• Flexible time off programs - vacation, sick, paid parental leave, and paid caregiver leave
• 401(k) plan with match

Total funding: $66m

Banks have a poor image and are often perceived to not care about their customers. ONE Finance has the financial well-being of its clients at the heart of what it does. Offering equal access to high-yield savings rates and affordable credit that grows. Its signature feature is the ability to organize money in multiple sub-accounts that ONE calls “Pockets,” whether to pay specific bills or save toward goals. You can also set up shared “Pockets” with partners or friends for joint saving objectives.