• Minimum of two years experience in a senior compliance, audit or risk role
• Minimum of five years experience working in financial services in a compliance role (preferably an advisory role)
• Excellent written and verbal communication skills
• In-depth knowledge of the FCA Handbook, including PRIN, CONC, SYSC, DISP and the Consumer Duty

Desirable

• Provide compliance advice on strategic and regulatory projects, assisting the business in achieving its Objectives and Key Results (OKRs)
• Assist with the implementation of actions arising from compliance monitoring and/or audit reviews
• Review and approve (where necessary) essential business documentation and requests, including: Customer communications, Financial promotions, Training materials, Policies and procedures, Due diligence questionnaires, Access and permissions, Gifts and hospitality
• Monitor regulatory changes, conduct gap analysis, and inform the business on significant changes and required actions
• Represent the compliance function in key internal forums and meetings and external sessions when needed
• Aid the business in understanding regulatory risks and designing appropriate controls
• Prepare and present reports on key compliance matters

• A quick phone call with a member of the Compliance team
• A take-home case study assessment to complete in your own time
• Onsite Interview with the Head of Compliance, in which we will also discuss your assessment response in more detail
• One of our Product MDs or Chief Risk Officer may also be involved in the onsite interview or on a separate call