KYC/AML Remediation Officer, CMC Markets
5 days a week in office (Liverpool Street, London)
Online trading platform
Open for applications
Online trading platform
1001+ employees
Open for applications
5 days a week in office (Liverpool Street, London)
1001+ employees
Company mission
To use the latest tech and tools to give our customers the very best trading experience.
Role
Who you are
- Relevant experience KYC / Compliance within financial services is desirable
- Must have a detailed understanding of KYC and CDD processes and compliance requirements
- You have excellent communication skills, enabling you to provide clear and reasoned guidance to stakeholders
- You are focussed and ambitious, able to commit to challenging targets that you regularly deliver against
- Capable of performing meticulous assessments whilst safeguarding the firm's ability to meet the needs of our clients
- Able to work on your own initiative and prioritise workload effectively
- Excellent communication skills are essential, as you will be required to provide verbal and written correspondence in a timely, clear, and concise manner to external clients
What the job involves
- CMC Markets have an exciting opening for KYC/AML Remediation Office on a fixed term contract
- You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation
- This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives
- Assist in reducing financial crime risk by effective application of the Group Financial Crime, Anti Money Laundering, Sanctions, Terrorist Financial and Bribery & Corruption standards as issued from time to time
- Review and analyse complex client profiles and documentation to make risk-based decisions in accordance with established procedures. Your keen eye for detail and ability to assess risks accurately will contribute to maintaining the integrity and security of our client base
- Review and assess Source of Wealth information and documentation collected by the first line of defence and advise on anything additional that is required considering financial crime risks
- Undertake review of accounts and alerts that have flagged, and alerts generated through payment reports
- Where required, undertake review of Politically Exposed Persons (PEPs)
- Build and maintain a good working relationship with key business personnel, guiding and supporting the business to ensure the existence of a strong risk culture with robust supporting systems and controls
- Keep up to date with regulatory requirements around Anti Money Laundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions
- Provide sufficient cover during other team members’ leave/ absence
Salary benchmarks
Our take
CMC Markets is a global provider of online retail financial services. The company enables users to trade financial instruments through its award-winning next-generation trading platform, allowing them to access various tools such as technical analysis, price projection, and forums.
CMC Markets stands out through its business model - the company aims to focus on client service in order to attract new clients and maintain a high retention rate. The market confirms the success of its strategy, with a large percentage of its revenue generated by clients who have been with the company for more than 2 years. The company is also highly rated for its client satisfaction, and sets out to educate its audience on CFD, forex and share trading, frequently hosting webinars, events, and online courses.
CMC Markets' focus appears to be on continuing to invest in new technologies and customer service, in order to support its expanding client base. For example the launch of the “Plus Plan” account for its stock trading platform, CMC Invest, means investors can now open ISAs through CMC, adding more flexibility for users to make choices for their own investment journey.
Kirsty
Company Specialist
Insights
Some candidates hear
back within 2 weeks
20% employee growth in 12 months
Company
Company benefits
- Pension: 9% = 5% company contribution and 4% self-contribution -CMC Markets will match up to 7%
- Life Assurance: 4 x salary
- Health Insurance provided through Vitality
- Income Protection
- Holiday: 25 days - per calendar year + additional day off for your birthday
- Breakfast provided for office days
- Discretionary Bonus
Company values
- Put our clients first - Our business is built around our clients - we're proud to have long-lasting relationships by understanding and supporting them every step of the way.
- Lead with quality - Our commitment to quality is at the heart of our culture. Whatever we do, we do it properly. When faced with the choice, we always prioritise quality over quantity.
- Set the standards - We're clear, open and honest with our clients, and with each other. We don't wait for others, but set the standards for others to follow.
Company HQ
City of London, London, UK
Articles
Leadership
Lord Peter Cruddas
(CEO)Previously worked in the foreign currency trading department of various banks, including the Bank of Iran and Marine Midland.
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