Compliance Analyst, Capital.com

• A minimum of 1-2 years experience in a compliance role within financial services, preferably within aCFD and Spread Betting firm
• Knowledge of FCA regulations and the wider regulatory landscape
• Strong analytical, and problem-solving skills
• Excellent attention to detail
• Strong communication and interpersonal skills
• Ability to work independently as well as part of a team
• A degree educated in a relevant subject is preferred but not essential
• An understanding of the functioning of the physical crypto asset environment is preferred but not essential

• We are seeking a Compliance Analyst to join our Compliance team
• The successful candidate will be responsible for ensuring that our firm complies with all regulatory/legislative requirements and standards
• Conduct regular reviews of the firm's policies and procedures to ensure they comply with relevant regulations
• Assist with the implementation of new compliance processes and procedures
• Provide guidance and support to the business on regulatory compliance matters
• Assist with the preparation of regulatory reports and returns
• Monitor regulatory developments and advise the business on the impact of any changes
• Assist with the delivery of compliance training to the business
• Investigate and report on any breaches of regulatory requirements
• Conduct investigations and reviews of suspicious transactions or other potential compliance issues
• Assisting with the review and approval of marketing and advertising materials
• Support the compliance team and client-facing teams in responding to client complaints

• Private health insurance
• Virtual GP
• Hybrid working
• Option to work abroad (up to 30 days a year)
• Local gym discounts
• Enhanced pension
• Volunteering days
• Hybrid working
• New office in Westminster, London
• Subsidised eye care
• Bereavement support
• Enhanced family leave
• Season ticket loan and cycle to work scheme

Total funding: $25m

Historically, the wealth-building opportunities afforded by investment have been reserved for those who already have money to spare, but Capital.com is working to change this. The company supplies a trading platform for everyday people to access trading opportunities and training resources, harnessing the power of technology to do so.